Enhanced Firms:
SMCR for Senior Managers
The price for this course: £54.00 inc. VAT
45 mins
0.75 Points
This module details the requirements of the Senior Managers Regime. It will give any senior manager the tools they need to understand their obligations and personal liability. This course is also inclusive of conduct rules. This module is suitable for:
- Senior Managers
- Individuals reporting to Senior Managers
- Project managers and administrators
Course Outline
-
The Senior Managers Regime – An Overview
- Increased accountability
- Key aspects of SMR
- Who is defined as a Senior Manager? -
Your Responsibilities as a Senior Manager – the Internal Framework
- The Statutory Duty of Responsibility
- Statements of Responsibilities
- Prescribed Responsibilities for Senior Managers
- Overall Responsibility
- Responsibilities Maps
- Handover -
Fit and Proper Requirements
- Honesty, integrity and reputation
- Competence and capability
- Financial soundness
- Background checks and references -
Conduct Rules for Senior Managers
-
FCA Notifications
- Pre-approval
- Code of Conduct breaches -
Summary of the Certification Regime
- Overview
- Certification Functions -
Conduct Rules revisited
-
Quiz
-
Features
- Designed by Experts
- Compatible on multiple devices
- E-Learning modules available offline
- Tailor any module to your needs
- Trackable testing & administrative tools
- Bespoke implementation on our LMS or yours
The price for this course:
£54.00 inc. VAT
