Time remaining for SMCR compliance deadline for solo-regulated firms:


Demystifying SMCR

Demystifying SMCR

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FCA SMCR deadline extension: Some relief, but still much to consider

The FCA has extended the deadline for fulfilling certain elements of the Senior Managers and Certification Regime (“SMCR”) from 9 December 2020 until 31 March 2021.

What Are the SMCR Conduct Rules?

The Senior Managers and Compliance Regime has three main elements that lie at the heart of the regime and its regulations. Having come about as a result of the 2008 Financial Crisis, and perceived failings at financial institutions SMCR is all about personal accountability and responsibility. Consequently, the have introduced five Conduct Rules required for SMCR compliance.