FCA issues SMCR reminder to firms
16th April 2019
Compliance
Financial Crime
FCA issues SMCR reminder to firms
16th April 2019
Compliance
Financial Crime
The FCA has already rolled out SMCR to banks and insurance firms, and is extending the regime to the 47,000 firms it regulates.
The aim of SMCR, the regulator says, is to ‘establish healthy cultures and effective governance in firms by encouraging greater individual accountability and establishing a new standard of personal conduct’.
https://www.financialreporter.co.uk/regulation/fca-issues-smcr-reminder-to-firms.html
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