Time remaining for SMCR compliance deadline for solo-regulated firms:

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Five key considerations for HR when building an SMCR compliance plan

Five key considerations for HR when building an SMCR compliance plan

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FCA SMCR deadline extension: Some relief, but still much to consider

The FCA has extended the deadline for fulfilling certain elements of the Senior Managers and Certification Regime (“SMCR”) from 9 December 2020 until 31 March 2021.

Demystifying SMCR

A particular aspect of the UK regulatory environment is that financial institutions can be classified in a number of different ways. For example, it’s possible for a firm to be classified as an FCA-regulated firm, an investment firm, a portfolio manager, a small CASS firm and an ‘IFPRU’ firm – amongst others!