Time remaining for SMCR compliance deadline for solo-regulated firms:

Days
Hours
Minutes
Seconds

Time remaining for SMCR compliance deadline for solo-regulated firms:

Time remaining for SMCR compliance deadline for solo-regulated firms:

days
hrs
mins
secs

Insurance industry progressing “more slowly” than banks in its compliance, says FCA conduct director

Insurance industry progressing “more slowly” than banks in its compliance, says FCA conduct director

Related news

Compliance, Financial Crime

SMCR Conduct Rules Training – with great responsibility comes significant liability

In the UK, a professional code setting out behavioural expectations is commonplace. Social workers have been subject to a code of ethics since 1975. A code of conduct for barristers has existed since at least the 19th Century. The Hippocratic Oath for physicians has been around for over 2,000 years! 

FCA SMCR deadline extension: Some relief, but still much to consider

The FCA has extended the deadline for fulfilling certain elements of the Senior Managers and Certification Regime (“SMCR”) from 9 December 2020 until 31 March 2021.