e-Learning for Enhanced Scope Firms

As an Enhanced Firm, your obligations are more onerous than those firms that are Limited Scope or Core. With 17 new Significant Management Functions (SMF) and 12 new prescribed responsibilities, initially you will see quite an upheaval to the established way your firm has being doing things.

A firm's first priority will be to identify which staff members will fall into the new senior managers regime and also the certification regime. You must then create a new statement of responsibilities document for your SMFs, as well as consider what needs to be done to ‘map’ Significant Influence Functions onto the new SMFs. In addition to this you must then consider your new annual training obligations. Scroll down for our solutions for Enhanced firms.

e-Learning for Enhanced Scope Firms

As an Enhanced Firm, your obligations are more onerous than those firms that are Limited Scope or Core. With 17 new Significant Management Functions (SMF) and 12 new prescribed responsibilities, initially you will see quite an upheaval to the established way your firm has being doing things.

A firm's first priority will be to identify which staff members will fall into the new senior managers regime and also the certification regime. You must then create a new statement of responsibilities document for your SMFs, as well as consider what needs to be done to ‘map’ Significant Influence Functions onto the new SMFs. In addition to this you must then consider your new annual training obligations. Scroll down for our solutions for Enhanced firms.

Trustpilot

The courses are accessible immediately upon purchase. They can be viewed in multiple sittings – simply log back onto the course and start again from where you left off. The courses are visual i.e. you won’t need headphones or speakers.

The courses take between 25 minutes and 45 minutes to complete. You can also download a certificate once the course has been completed.

The Senior Managers Regime, Certification Regime and Conduct Rules modules end with a short multiple-choice test.

In addition, we have created a ‘learning plan’, comprising all four courses, aimed at individuals who want to view all of the courses before rolling them out to other staff members.

All our courses are CPD accredited.

SMCR Overview

An overview of SMCR from the firm’s perspective. It is of use to anyone within the firm to understand the new regulations.

SMCR for Senior Managers

Relevant for individuals that have been identified as being a senior manager under SMCR, including senior managers that are also performing a certification function. Inclusive of conduct rules.

Certification Regime

This is for individuals that have been identified as performing a certification function but are not senior managers. Inclusive of conduct rules.

Conduct Rules

This is for staff that are subject to the conduct rules framework but are neither a senior manager nor performing a certification function.